Search for: "Investigator Carter"
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25 Oct 2019, 7:45 am
The pending investigation concerns investments made by Michael Carter’s clients into the Woodbridge Mortgage Investment Fund. [read post]
17 Oct 2023, 2:39 am
Securities Investigation- Carter Multifamily Growth & Income Fund II Are you concerned about your investment in Carter Multifamily Growth & Income Fund II? [read post]
21 Jul 2020, 4:30 am
The post Morgan Stanley Broker Michael Carter Sued by SEC for Misappropriation of $6M in Client Funds; Broker Misconduct Lawyers Investigating appeared first on Goldman, Scarlato & Penny P.C.. [read post]
21 Jul 2020, 4:30 am
The post Morgan Stanley Broker Michael Carter Sued by SEC for Misappropriation of $6M in Client Funds; Broker Misconduct Lawyers Investigating appeared first on Goldman, Scarlato & Penny P.C.. [read post]
11 Sep 2019, 9:54 am
The post Michael Barry Carter Broker Investigation appeared first on The White Law Group. [read post]
10 May 2010, 5:00 pm
The incident is under investigation [read post]
2 Dec 2019, 5:55 am
The law offices of Gana Weinstein LLP are currently investigating claims that advisor Michael Carter (Carter) was discharged by his employer after being accused of misappropriating client funds. [read post]
12 Nov 2013, 4:12 am
In 2010 and 2012, the BrokeAndBroker Blog reported about the Securities And Exchage Commission's investigations involving Carter's Inc. [read post]
16 Jan 2019, 12:48 pm
FINRA’s Enforcement division began an investigation on June of 2016 into the allegations against Carter. [read post]
10 Jun 2014, 8:44 am
Investigators have said that they have reason to believe that Ronnie Carter died after a tractor-trailer he was driving crashed while driving on Interstate 40 around 9:30 Saturday night. [read post]
26 Sep 2013, 8:00 am
The mere allegation of punitive damages does not require independent counsel, and Carter failed to show that he needed independent counsel to deal with the criminal investigation. [read post]
29 Jul 2013, 9:05 am
Update: 23-year-old Caheran Carter has been arrested in connection with the fatal July 14, 2013 apartment shooting on Windsor Street in Atlanta. [read post]
21 Jul 2020, 12:39 pm
Michael Barry Carter (Mike Carter)Reportedly Charged with Stealing $6 million from Brokerage Customers Update on Investigation: Michael Barry Carter (Mike Carter) of Mclean, VA According to a press announcement, the Securities and Exchange Commission (SEC) on Monday charged Michael Barry Carter (Mike Carter) of McLean, Virginia with stealing approximately $6 million from brokerage customers and an elderly investment advisory… [read post]
6 Aug 2012, 3:00 am
It is a grieving mother trying to understand why her son is dead.The FBI is now going to investigate the case. [read post]
26 Aug 2020, 9:13 am
September, 2019: A regulatory disclosure states that “Carter consented to the sanction and to the entry of findings that he failed to provide documents and information requested by FINRA during the course of an investigation initiated after FINRA received an external tip relating to allegations of misconduct that were ultimately contained in a Form U5 filed by his member firm. [read post]
9 Jan 2020, 6:56 am
In response an external tip, FINRA began an investigation into Carter’s activities, much of which was detailed in the Form U5. [read post]
4 Nov 2009, 3:28 pm
VERY desperate, investigators say. [read post]
2 Aug 2020, 10:38 am
Later that fall, FINRA launched an investigation into his alleged crimes and he was then barred by FINRA for refusing to turn over documents relating to the alleged misappropriations. [read post]
13 Mar 2019, 7:40 am
The investigation is ongoing. [read post]
23 Jan 2020, 11:53 am
The Foreign Intelligence Surveillance Court (FISC) has declassified an order about the Department of Justice's handling of 2016 and 2016 applications for Foreign Intelligence Surveillance Act (FISA) warrant for Trump campaign associate Carter Page. [read post]
